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Guide to U.S. Futures Regulation

The 112-page Guide prepares candidates for the regulatory portion of the Series 3 exam and is the companion text for the Futures & Options textbook. This Guide also prepares candidates for the Series 32 exam, an abridged version of the Series 3 test, covers U.S. regulatory programs. The Series 32 exam was designed by the National Futures Association to provide testing relief to individuals registered in qualified non-U.S. jurisdictions, such as Canada and the U.K.

The expanded Guide includes over 275 questions and detailed commentary. These questions and answers let you test your knowledge and comprehension of the content, and help to reinforce learning and retention. Click here to view table of contents.

Cost: $59, plus $10 shipping each (in the U.S.) or actual postage (International). International postage rate will be confirmed prior to billing.

To order: click here or call 202.223.1528.