Anti-Money Laundering Compliance Program
The Institute for Financial Markets, a leading provider of education and professional
conduct training, offers an Anti-Money Laundering (AML) Compliance Program for futures
industry participants. The one-hour, Web-course helps futures commission merchants and
introducing brokers fulfill their annual AML training requirement for employees as mandated
by NFA Rule 2-9(c) and its related Interpretive Notice.
At the end of the case study there is a summary of key elements of an anti-money laundering program. Users are encouraged to review this information and may print the pages for future reference.
Cost: The one-hour, Anti-Money Laundering Compliance Program is competitively priced at $25 per person and volume discounts as well as cost-saving AML and Ethics training combination packages are available.
In addition, the IFM's training programs offer a FREE online Tracking and Reporting System that provides authorized administrators from firms the ability to monitor staff enrollments, training progress and print reports for internal and NFA audit purposes.
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