Safeguarding Customer Funds
Designed to meet CFTC 1.11. annual training requirements.
e-Learning
e-Learning
Get Smart on market conduct, exchange fundamentals, ethics, anti-money laundering and the associated regulatory requirements. Ideal for traders, sales, client services, and operations professionals and the senior managers that oversee them as well as analysts, programmers and team members that touch the futures markets.
Periodic Ethics Training
Designed to meet CFTC and NFA 2-9 requirements for ongoing training.
AML Training
Designed for FCMs and IBs to meet annual Anti-Money Laundering training requirements.
Market Conduct Training
Courses cover prohibited & disruptive practices to help the market users avoid or mitigate regulatory penalties.
Exchange Training
Developed by global exchanges, these courses focus on areas that they identified needed more education.
Series 3 Exam PassMaster
Prepare for the NFA exam our online "flash card" Q&A and unlimited, simulated timed tests. program.