Market Conduct Fundamentals

 Image: Market Conduct Course logo

Market Conduct Fundamentals

Details

Get Smart on key regulatory and legal requirements of the global futures and options markets with FIA-IFM Training. This course provides a high-level overview of prohibited and disruptive practices and exchange requirements in the futures and options industry. The course is designed to help market participants avoid potential exchange violations and fines and/or regulatory actions and civil penalties.

e-Learning Content
  • Wash trades
  • Spoofing
  • Front running
  • Corners and squeezes
  • Marking or banging the close
  • Misleading statements and rumors
  • Insider trading
  • Interactive exercises to test comprehension

 

Training Duration: Approximately 25 minutes.  A training certificate can be downloaded after successful course completion.

 
Get Smart Training: Developed by the Industry for the Industry

Our curated training courses are developed by the industry for the industry so you can be confident that the material presented is what you need to help train internal staff and customers. Subject Matter Experts with relevant expertise develop content and industry professionals and working groups evaluate the scripts, review drafts, and contribute content when appropriate.

Exchanges participate in developing market-specific content based on their experience on where they find market participants need the most education. We also use outside counsel as appropriate to help us write and/or review content. Courses are continuously updated as rules change. 

 

Get Started

Purchase training for employees via an enterprise, corporate license or individually for just a few.  Read more about our pricing options.


Purchase Options

Cost
$40.00
Note
$35.00 FIA Member discounted rate will be applied at checkout.

Volume discounts for training are available for firms with 16 or more participants. Please contact the IFM at 202-223-1528, or via e-mail at info@theIFM.org.

Order Fulfillment: You will receive two emails 1) a confirmation of your transaction after you finalize your order, and 2) an email usually within an hour after you place your order with your training login credentials which are different from those used to place an order. Please note web-delivered product orders are fulfilled during normal business hours, Monday to Friday 9 AM to 5 PM Eastern Time, excluding U.S. holidays.