Get Smart on key regulatory and legal requirements of the global futures and options markets with FIA-IFM Training. This course provides a high-level overview of prohibited and disruptive practices and exchange requirements in the futures and options industry. The course is designed to help market participants avoid potential exchange violations and fines and/or regulatory actions and civil penalties.
- Wash trades
- Front running
- Corners and squeezes
- Marking or banging the close
- Misleading statements and rumors
- Insider trading
- Interactive exercises to test comprehension
Training Duration: Approximately 25 minutes. A training certificate can be downloaded after successful course completion.
Get Smart Training: Developed by the Industry for the Industry
Our curated training courses are developed by the industry for the industry so you can be confident that the material presented is what you need to help train internal staff and customers. Subject Matter Experts with relevant expertise develop content and industry professionals and working groups evaluate the scripts, review drafts, and contribute content when appropriate.
Exchanges participate in developing market-specific content based on their experience on where they find market participants need the most education. We also use outside counsel as appropriate to help us write and/or review content. Courses are continuously updated as rules change.
Qualify for a Discount? FIA Member firms and their employees are eligible for discounts on courses. FIA members include more than 300 financial services firms as well as fund managers, commercial hedgers, global exchanges, technology vendors, and legal and other professional services providers.
Purchase training for employees via an enterprise, corporate license or individually for just a few. Read more about our pricing options.